Kin Man Sung
宋建文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Man Sung (宋建文), a licensed former licensee with CE reference ADI852. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2009-02-03 | 2009-10-31 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-01-19 | 2009-10-31 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 9 — Asset management | 2007-04-17 | 2009-01-08 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2007-04-17 | 2009-01-08 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-20 | 2007-04-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-04-20 | 2007-02-17 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-04-20 | 2007-02-17 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2005-04-15 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2005-04-15 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-09-26 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-09-26 |