Lawrence Yung Chen
鄭勇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Yung Chen (鄭勇), a licensed Responsible Officer with CE reference AHP543. Currently licensed at 1 firm(s): CCB International Securities Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2014-09-02 | present |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-22 | 2014-09-02 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-14 | 2014-04-07 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-14 | 2014-04-07 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-11-14 | 2014-04-07 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-13 | 2010-03-22 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-25 | 2010-03-22 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 — Advising on securities | 2006-08-22 | 2008-04-06 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2004-09-03 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-10 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-12-10 |