Mark Shirreff Matthews
馬修斯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Shirreff Matthews (馬修斯), a licensed former licensee with CE reference AEO610. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-11 | 2011-05-10 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 — Advising on securities | 2009-02-24 | 2009-10-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-09-14 | 2009-02-21 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-09-14 | 2009-02-21 |