Sunil Garg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunil Garg ( ), a licensed former licensee with CE reference AGJ859. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-12-27 | 2021-05-31 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 1 — Dealing in securities | present | 2005-06-09 |
| Fox-Pitt, Kelton (Asia) Limited | RO | Type 4 — Advising on securities | present | 2005-06-09 |