Richard Jeremy Barton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Jeremy Barton ( ), a licensed former licensee with CE reference ACF860. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-09 | 2012-11-30 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 — Dealing in securities | 2008-09-29 | 2009-10-16 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-20 | 2008-07-18 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2005-06-22 | 2005-11-14 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-15 | 2004-08-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-05-15 | 2004-03-22 |