Andre' Lionel Carey

CE No. ADV085 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andre' Lionel Carey (), a licensed former licensee with CE reference ADV085. Total licence records on file: 18.

Licence history

FirmRoleRegulated activityFromTo
Tora Trading Services Limited RO Type 1 — Dealing in securities 2012-10-30 2013-12-17
Tora Trading Services Limited RO Type 2 — Dealing in futures contracts 2012-10-30 2013-12-17
Tora Trading Services Limited RO Type 7 — Providing automated trading services 2012-10-30 2013-12-17
Tora Trading Services Limited Rep Type 1 — Dealing in securities 2012-04-10 2012-10-30
Tora Trading Services Limited Rep Type 2 — Dealing in futures contracts 2012-04-10 2012-10-30
Tora Trading Services Limited Rep Type 7 — Providing automated trading services 2012-04-10 2012-10-30
Cantor Fitzgerald (Hong Kong) Capital Markets Limited
建達(香港)資本市場有限公司
Rep Type 2 — Dealing in futures contracts 2012-02-09 2012-02-27
Cantor Fitzgerald (Hong Kong) Capital Markets Limited
建達(香港)資本市場有限公司
Rep Type 1 — Dealing in securities 2011-10-20 2012-02-27
Keefe, Bruyette & Woods Asia Limited RO Type 1 — Dealing in securities 2010-03-03 2011-07-28
Fox-Pitt, Kelton (Asia) Limited RO Type 1 — Dealing in securities 2006-05-30 2009-10-16
Fox-Pitt, Kelton (Asia) Limited Rep Type 1 — Dealing in securities 2006-04-24 2006-05-30
Newedge Broker Limited
新際經紀有限公司
RO Type 1 — Dealing in securities 2005-04-08 2006-03-31
Newedge Broker Limited
新際經紀有限公司
RO Type 7 — Providing automated trading services 2005-04-08 2006-03-31
Newedge Broker Limited
新際經紀有限公司
Rep Type 2 — Dealing in futures contracts 2004-11-02 2006-03-31
Newedge Broker Limited
新際經紀有限公司
Rep Type 7 — Providing automated trading services 2004-11-02 2005-04-08
Newedge Broker Limited
新際經紀有限公司
Rep Type 1 — Dealing in securities 2004-10-27 2005-04-08
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 1 — Dealing in securities 2003-12-22 2004-10-04
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 4 — Advising on securities 2003-12-22 2004-10-04

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