Jun Lu
陸珺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun Lu (陸珺), a licensed Representative with CE reference BPM400. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-02 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-07-02 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-07-02 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2021-06-16 | 2024-05-06 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2021-06-16 | 2024-05-06 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2021-06-15 | 2024-05-06 |
| Argonaut Securities (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2020-05-18 | 2021-02-26 |
| Argonaut Securities (Asia) Limited |
Rep | Type 6 — Advising on corporate finance | 2020-05-18 | 2021-02-26 |