Mingxiao Chen
陳明瀟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingxiao Chen (陳明瀟), a licensed Representative with CE reference BMJ700. Currently licensed at 1 firm(s): Alvarez & Marsal Corporate Finance Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alvarez & Marsal Corporate Finance Limited 安邁融資顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-11-24 | present |
| Argonaut Securities (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2018-02-26 | 2018-10-04 |
| Argonaut Securities (Asia) Limited |
Rep | Type 6 — Advising on corporate finance | 2018-02-26 | 2018-10-04 |