Qing Yuan Zhou
周清源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qing Yuan Zhou (周清源), a licensed former licensee with CE reference AUJ674. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Argonaut Securities (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2013-11-20 | 2013-12-04 |
| Argonaut Securities (Asia) Limited |
Rep | Type 4 — Advising on securities | 2013-11-20 | 2013-12-04 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-03 | 2013-03-28 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-26 | 2012-05-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-10-26 | 2012-05-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-11 | 2011-04-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-21 | 2010-08-16 |