Sheng (SFC:AWN098) Jiang
蔣昇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheng (SFC:AWN098) Jiang (蔣昇), a licensed former licensee with CE reference AWN098. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-20 | 2012-05-31 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-20 | 2012-01-30 |