Hiu Yee Poon

CE No. ASY645 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Yee Poon (), a licensed former licensee with CE reference ASY645. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 4 — Advising on securities 2010-08-17 2012-08-18
Daiwa Institute of Research (Hong Kong) Limited
大和總研(香港)有限公司
Rep Type 4 — Advising on securities 2010-08-17 2012-01-30
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 — Advising on securities 2009-05-14 2010-08-07

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