Hiu Yee Poon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Yee Poon ( ), a licensed former licensee with CE reference ASY645. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-17 | 2012-08-18 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-17 | 2012-01-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-14 | 2010-08-07 |