Kwan Ming Fan
范均明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Ming Fan (范均明), a licensed former licensee with CE reference ADJ672. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 4 — Advising on securities | 2014-01-16 | 2018-04-06 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-01 | 2014-01-16 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
RO | Type 4 — Advising on securities | 2010-03-08 | 2013-07-05 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-28 | 2010-03-08 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2009-07-17 |