Jiyun Cao
曹集云
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiyun Cao (曹集云), a licensed former licensee with CE reference AXN015. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barn Asset Management Limited |
RO | Type 9 — Asset management | 2020-06-02 | 2023-07-24 |
| Marshall Wace Asia Limited | Rep | Type 9 — Asset management | 2015-10-26 | 2019-06-25 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-23 | 2015-10-03 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-04 | 2014-05-24 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-04 | 2012-01-30 |