Marshall Wace Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marshall Wace Asia Limited, a Hong Kong-based licensed corporation with CE reference ANM673. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 9 — Asset management. Current licensed staff on file: 47 (total recorded over time: 102). Earliest licence on file: 2006-10-27.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Registered address
23/F, LHT Tower, 31 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2014-12-19 | present |
| Type 2 — Dealing in futures contracts | 2025-08-26 | present |
| Type 9 — Asset management | 2006-10-27 | present |
Licensed staff (all-time) (102)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Desmond John Anderson | RO 1, 9 Rep 9 | 2006-11 | 2017-09 |
| Hai Tao Fuan 范海濤 | RO 1 Rep 1, 9 | 2008-04 | 2018-07 |
| Daisuke Iwasaki 岩崎大典 | RO 9 Rep 9 | 2013-05 | Present |
| Chee Meng Lee | RO 9 | 2006-10 | 2008-10 |
| Charles Marcus Mansour | RO 1, 2, 9 Rep 1, 9 | 2018-08 | Present |
| Elizabeth Kathleen Miller | RO 1, 2, 9 Rep 1, 9 | 2025-07 | Present |
| Rajesh Ghansham Nihalani | RO 9 Rep 9 | 2006-11 | 2010-05 |
| Christopher James Pearce | RO 1, 9 | 2007-01 | 2025-10 |
| Amit Rajpal | RO 1, 9 Rep 9 | 2008-11 | Present |
| Alexander Rozentuller | RO 1, 2 Rep 1 | 2018-02 | Present |
| Ian Gerald Patrick Wace | RO 9 | 2006-10 | 2008-05 |
| Pratyush Agarwal | Rep 9 | 2025-04 | Present |
| Spyros Alogoskoufis | Rep 9 | 2014-05 | 2018-07 |
| Dongni An 安東尼 | Rep 9 | 2024-04 | Present |
| Richard Mark Appleby | Rep 9 | 2022-06 | Present |
| Mohit Kailash Baheti | Rep 9 | 2023-01 | 2023-08 |
| Nilesh Banerjee | Rep 9 | 2016-05 | 2018-12 |
| Anil Bang | Rep 9 | 2009-02 | 2013-10 |
| Sumeet Kumar Bhalla | Rep 9 | 2024-04 | 2024-07 |
| Oliver Hubert Briars | Rep 9 | 2014-03 | 2015-05 |
| Jiyun Cao 曹集云 | Rep 9 | 2015-10 | 2019-06 |
| Shih-Min Chiu 邱詩閔 | Rep 9 | 2020-01 | Present |
| Anderson Chun Fat Choi 蔡俊發 | Rep 9 | 2018-08 | 2024-10 |
| Louis Ping Hang Choi 蔡秉恆 | Rep 9 | 2007-03 | 2015-11 |
| Henry Ho Ming Chow 周浩銘 | Rep 9 | 2023-11 | Present |
| Jonathan Alex Chu 朱兆堃 | Rep 1, 9 | 2018-07 | Present |
| Lewis John Cowling | Rep 1 | 2025-07 | Present |
| Duncan Sven Eriksen | Rep 9 | 2008-05 | 2008-12 |
| Yifan Fei 费怡凡 | Rep 9 | 2025-03 | Present |
| Xiaomai Feng 馮小麥 | Rep 9 | 2016-10 | Present |
| Henrik Sebastian Freye | Rep 9 | 2017-10 | 2018-05 |
| Satoru Fukushima | Rep 9 | 2018-04 | Present |
| Yitong Gao 高溢彤 | Rep 9 | 2018-08 | 2024-12 |
| Gaurav Grover | Rep 9 | 2024-11 | Present |
| Nigel En-Hua Gu | Rep 9 | 2026-02 | Present |
| Elaine Navarrete Halili | Rep 9 | 2008-05 | 2014-12 |
| Ryoko Hieda | Rep 1, 9 | 2015-07 | 2018-04 |
| Runze Hong 洪潤澤 | Rep 9 | 2024-10 | Present |
| Bixuan Huang 黃碧璇 | Rep 9 | 2024-07 | Present |
| Junjie (SFC:BTC366) Huang 黃俊杰 | Rep 9 | 2025-01 | Present |
| Marc William Hubert | Rep 9 | 2010-05 | 2018-02 |
| Takashi Iwai | Rep 9 | 2025-08 | 2026-04 |
| Abhishek Shantilal Jain | Rep 9 | 2024-02 | Present |
| Xiaojin Jin 金晓今 | Rep 9 | 2026-02 | Present |
| Tonisha John 約翰麗莎 | Rep 9 | 2011-05 | 2018-12 |
| Barnaby Arthur Cecil Joll | Rep 9 | 2011-03 | 2016-08 |
| Tomonori Kaneko 金子友紀 | Rep 9 | 2008-09 | Present |
| Leo Kang 康志雄 | Rep 1, 2, 9 | 2025-08 | Present |
| Roahan Kapoor | Rep 9 | 2014-02 | 2026-02 |
| Ganeshan Ramesh Karthigesu | Rep 9 | 2013-05 | 2019-01 |
| Saurabh Kumar | Rep 9 | 2025-07 | Present |
| Yuanlin Lang 郎媛琳 | Rep 9 | 2024-04 | 2025-01 |
| Xintong Le 樂欣同 | Rep 9 | 2025-04 | Present |
| Chang Cheng Lee 李昌檉 | Rep 1, 9 | 2021-06 | 2022-05 |
| Sung Eun Lee | Rep 9 | 2007-05 | 2008-10 |
| Alexander William Li 李力山 | Rep 1, 2, 9 | 2025-02 | Present |
| Li (SFC:BEI715) Li 李黎 | Rep 1, 2 | 2023-10 | Present |
| Longjin Li 李龍金 | Rep 9 | 2026-01 | Present |
| Yuk Hei Yocia Li 李玉晞 | Rep 1 | 2024-01 | Present |
| Kanghua Liang 梁康華 | Rep 9 | 2020-12 | Present |
| David Aik Liang Lim | Rep 1, 9 | 2021-03 | Present |
| Wei Lim | Rep 9 | 2018-07 | 2020-08 |
| Liwei Kevin Long | Rep 1 | 2025-03 | Present |
| Rie Magic | Rep 9 | 2007-07 | 2017-02 |
| Luke James Sakato Matthew | Rep 9 | 2025-08 | Present |
| Alistaire Norris McDonough | Rep 1 | 2015-10 | 2015-10 |
| Hikaru Mizuno | Rep 9 | 2024-07 | Present |
| Kasumi Moriyama 森山香澄 | Rep 9 | 2017-02 | 2022-05 |
| Karyo Oh 王夏亮 | Rep 9 | 2013-10 | 2015-04 |
| Timothy Luke Lai Hock Quah 柯來福 | Rep 9 | 2019-08 | 2020-08 |
| Roderick Carl Rehnborg | Rep 9 | 2009-04 | 2023-09 |
| Thilo Josef Roth | Rep 9 | 2021-06 | 2024-09 |
| Naoto Saito 齋藤尚人 | Rep 9 | 2023-06 | 2024-08 |
| Paul Saitowitz | Rep 9 | 2019-06 | 2021-11 |
| Junji Sakurada | Rep 1, 9 | 2015-07 | 2020-06 |
| Eng Khan Seet 薛永康 | Rep 9 | 2019-04 | Present |
| Takeo Serizawa 芹澤健夫 | Rep 9 | 2013-05 | 2016-05 |
| Fehim Can Sever | Rep 9 | 2014-03 | Present |
| Koki Shiraishi 白石幸毅 | Rep 9 | 2016-06 | 2025-10 |
| Portia Shum 岑立君 | Rep 9 | 2007-02 | 2016-11 |
| Hiroki Sugihara | Rep 9 | 2023-07 | Present |
| Shuai Sun 孫帥 | Rep 1, 9 | 2021-06 | 2021-10 |
| Xiaofei Sun 孫曉飛 | Rep 9 | 2021-01 | Present |
| Yawen Tan 譚雅文 | Rep 9 | 2021-08 | 2023-07 |
| Shentao Tang 唐申涛 | Rep 9 | 2025-06 | Present |
| Varun Telaprolu | Rep 9 | 2017-08 | 2019-05 |
| Nicholas Andrew Waite | Rep 9 | 2017-01 | 2022-05 |
| Ping (SFC:BIG438) Wang 王平 | Rep 9 | 2025-06 | Present |
| Yikai Wang 王一開 | Rep 9 | 2023-11 | Present |
| Zhuoran Wang 王倬然 | Rep 9 | 2019-08 | 2024-09 |
| James Timothy Way | Rep 1, 9 | 2016-11 | 2018-04 |
| Patrick Xavier Whale | Rep 1, 9 | 2015-06 | 2016-10 |
| Jing Xie 謝婧 | Rep 9 | 2014-03 | 2024-04 |
| Zhibin Yang 楊智斌 | Rep 9 | 2026-02 | Present |
| Qian Yao 姚茜 | Rep 9 | 2024-09 | 2025-05 |
| Qing Ye 葉青 | Rep 9 | 2024-11 | Present |
| Tee Chin Yeo | Rep 9 | 2025-09 | Present |
| Shuai Yin 尹帥 | Rep 9 | 2018-08 | Present |
| Qiuchi Zhang 張秋遲 | Rep 9 | 2007-10 | 2015-05 |
| Xiaojing Zhang 張小京 | Rep 9 | 2014-02 | 2018-07 |
Showing 1–100 of 102
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