Christopher James Pearce
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher James Pearce ( ), a licensed former licensee with CE reference ANM695. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Asia Limited | RO | Type 1 — Dealing in securities | 2014-12-19 | 2025-10-31 |
| Marshall Wace Asia Limited | RO | Type 9 — Asset management | 2007-01-29 | 2025-10-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-14 | 2006-07-11 |