Jonathan Alex Chu
朱兆堃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Alex Chu (朱兆堃), a licensed Representative with CE reference BBS229. Currently licensed at 1 firm(s): Marshall Wace Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Asia Limited | Rep | Type 1 — Dealing in securities | 2018-07-10 | present |
| Marshall Wace Asia Limited | Rep | Type 9 — Asset management | 2018-07-10 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-11 | 2018-05-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2013-08-09 | 2018-05-24 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-09 | 2016-10-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2013-08-09 | 2018-05-24 |