Yawen Tan
譚雅文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yawen Tan (譚雅文), a licensed Representative with CE reference BJP932. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-11 | present |
| Marshall Wace Asia Limited | Rep | Type 9 — Asset management | 2021-08-16 | 2023-07-20 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2020-01-17 | 2020-01-22 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2019-10-11 | 2019-10-16 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2019-03-20 | 2019-03-22 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2019-01-23 | 2019-01-30 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2018-09-05 | 2018-09-05 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2017-06-02 | 2017-06-09 |