Richard Mark Appleby

CE No. BSQ956 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Mark Appleby, a licensed Representative with CE reference BSQ956. Currently licensed at 1 firm(s): Marshall Wace Asia Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
Marshall Wace Asia Limited Rep Type 9 — Asset management 2022-06-23 present

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