David Aik Liang Lim

CE No. AXR836 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Aik Liang Lim, a licensed Representative with CE reference AXR836. Currently licensed at 1 firm(s): Marshall Wace Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 6.

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Licence history

FirmRoleRegulated activityFromTo
Marshall Wace Asia Limited Rep Type 1 — Dealing in securities 2021-05-11 present
Marshall Wace Asia Limited Rep Type 9 — Asset management 2021-03-11 present
Davidson Kempner Asia Limited Rep Type 9 — Asset management 2019-11-21 2021-02-04
Maso Capital Partners Limited Rep Type 9 — Asset management 2014-05-29 2017-06-16
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司		 Rep Type 1 — Dealing in securities 2011-08-01 2012-10-26
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司		 Rep Type 6 — Advising on corporate finance 2011-08-01 2012-10-26

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