Davidson Kempner Asia Limited

CE No. ARQ101 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Davidson Kempner Asia Limited, a Hong Kong-based licensed corporation with CE reference ARQ101. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 9 — Asset management. Current licensed staff on file: 17 (total recorded over time: 48). Earliest licence on file: 2010-05-04.

Registered address

15/F, LHT Tower, 31 Queen's Road Central, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2019-08-13 present
Type 9 — Asset management 2010-05-04 present

Licensed staff (all-time) (48)
Active on date

Name Activities First licensed To
Sang Youn Cha 車相潤 RO 1 Rep 1, 9 2019-03 Present
Edward Lawrence Giorgio Cooper RO 9 2010-05 2014-05
Avram Zev Friedman RO 9 2017-10 2021-03
Stephen James Jobber RO 1 2019-08 2021-05
Jogeesvaran Krishanthan RO 9 2021-03 Present
Timothy Iain Levart RO 9 2010-05 2017-11
Anuj Mutreja RO 9 Rep 9 2011-01 2018-09
Punit Nayan Patel RO 1, 9 Rep 9 2015-12 Present
Adam Corey Cantor Rep 9 2011-07 2016-05
Joseph Chia-Jung Chang 張家榮 Rep 9 2015-01 2016-03
Pui Chak Arthur Cheung 張斾澤 Rep 1, 9 2018-11 Present
Kim Jin Chew 周金仁 Rep 1 2022-01 Present
Arthur Jung Han Choo 秋定翰 Rep 1 2024-10 Present
Clint Chow 周基力 Rep 1 2022-08 Present
Haoyue Cui 崔浩悅 Rep 9 2011-06 2013-12
Edward Henry Grissell Rep 1 2020-09 2022-02
Sijia (SFC:BPE285) Hu 胡思嘉 Rep 9 2022-06 Present
Hoi Yee Heidi Hung 孔愷貽 Rep 9 2013-10 2019-02
Ka Yen Hung 熊家仁 Rep 1, 9 2022-03 2023-10
Vipul Jaju Rep 9 2018-08 2022-04
Yasutaka Kuga 久我康隆 Rep 9 2019-04 2021-06
Sabrina Cheuk Yee Lam 林卓兒 Rep 9 2014-04 2015-05
Chan Woong Lee Rep 9 2015-07 Present
Chen (SFC:BGB440) Li 李宸 Rep 1, 9 2018-09 2021-07
Yani Li 李雅妮 Rep 9 2020-06 2026-03
Zheng (SFC:BJM368) Li 李錚 Rep 1, 9 2022-07 Present
David Aik Liang Lim Rep 9 2019-11 2021-02
Chi Hing Lin 連智興 Rep 9 2024-04 Present
Ling Lui 呂凌 Rep 9 2015-07 Present
Seng Chai Mah Rep 9 2019-12 2024-06
Rein Nukui Rep 9 2026-03 Present
Ai Ling Ong 王愛凌 Rep 9 2012-08 2014-11
Mihir Milindra Sheth Rep 9 2012-04 2018-11
Hanqing Shi 施涵清 Rep 9 2015-07 Present
Takatoshi Shibayama Rep 9 2012-12 2015-10
Woo Seok Shim Rep 9 2025-01 2025-07
Gaurav Jagdish Singhal Rep 9 2016-11 2022-02
Ivan Skopovi Rep 9 2017-01 2019-05
Man Hao Tang 鄧文灝 Rep 9 2023-03 2024-01
Wayne Wai Hang Tsang 曾瑋衡 Rep 1, 9 2015-07 Present
Kasedith Vardhanabhuti Rep 9 2013-07 2016-07
Charles Edward von Moll Rep 1, 9 2011-10 2020-04
Siu Kin Wan 尹肇堅 Rep 9 2016-03 2018-09
Qing (SFC:BJZ700) Wang 王晴 Rep 9 2017-07 2023-07
Jiayuan Xia 夏嘉园 Rep 1, 9 2024-11 Present
Yuan Yue 岳媛 Rep 1, 9 2024-10 Present
Maxim Muzi Zhu 朱木子 Rep 9 2020-05 2024-03
Yuan (SFC:BEJ395) Zhu 朱遠 Rep 1, 9 2023-03 2026-03
Showing 1–48 of 48

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司

Related