Edward Henry Grissell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Henry Grissell, a licensed former licensee with CE reference BPY390. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited |
RO | Type 2 — Dealing in futures contracts | 2024-11-01 | 2026-03-18 |
| North Rock Capital Management (HK) Limited |
Rep | Type 1 — Dealing in securities | 2023-08-24 | 2026-03-18 |
| North Rock Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2023-02-15 | 2026-03-18 |
| Davidson Kempner Asia Limited | Rep | Type 1 — Dealing in securities | 2020-09-07 | 2022-02-11 |