Siu Kin Wan
尹肇堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kin Wan (尹肇堅), a licensed Representative with CE reference ASL738. Currently licensed at 1 firm(s): Wellington Management Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-26 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-11-26 | present |
| Oxbow Capital Management (HK) Limited | Rep | Type 9 — Asset management | 2018-11-05 | 2019-08-05 |
| Davidson Kempner Asia Limited | Rep | Type 9 — Asset management | 2016-03-02 | 2018-09-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-05 | 2010-06-07 |