Ka Wai (SFC:AKV099) Ho
何家維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai (SFC:AKV099) Ho (何家維), a licensed former licensee with CE reference AKV099. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-29 | 2012-02-16 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-29 | 2012-01-30 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-18 | 2009-03-04 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-11 | 2005-05-11 |