Ka So
蘇卡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka So (蘇卡), a licensed former licensee with CE reference AXK067. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-02 | 2025-09-17 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-03 | 2012-11-03 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-03 | 2012-01-30 |