Shaojie Shi
師少杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaojie Shi (師少杰), a licensed former licensee with CE reference AML481. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-16 | 2008-09-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-10 | 2007-03-31 |