Pranab Kumar Sarmah

CE No. AKY763 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pranab Kumar Sarmah (), a licensed former licensee with CE reference AKY763. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Fortune Origin Securities Limited
富中證券有限公司
Rep Type 1 — Dealing in securities 2014-02-17 2015-06-19
Fortune Origin Securities Limited
富中證券有限公司
Rep Type 4 — Advising on securities 2014-02-17 2015-06-19
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 4 — Advising on securities 2009-08-24 2013-09-25
Daiwa Institute of Research (Hong Kong) Limited
大和總研(香港)有限公司
Rep Type 4 — Advising on securities 2004-08-20 2012-01-30

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