Pranab Kumar Sarmah
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pranab Kumar Sarmah ( ), a licensed former licensee with CE reference AKY763. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-17 | 2015-06-19 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-17 | 2015-06-19 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-24 | 2013-09-25 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-20 | 2012-01-30 |