Yunye Lu
陸昀曄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunye Lu (陸昀曄), a licensed Responsible Officer with CE reference AXE227. Currently licensed at 1 firm(s): OP Investment Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OP Investment Management Limited 東英投資管理有限公司 |
RO | Type 9 — Asset management | 2021-01-19 | present |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-04 | 2021-01-19 |
| Profound Capital Limited 雲川資本有限公司 |
RO | Type 9 — Asset management | 2018-01-30 | 2019-06-28 |
| Profound Capital Limited 雲川資本有限公司 |
Rep | Type 9 — Asset management | 2016-06-03 | 2018-01-30 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-19 | 2012-05-25 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-19 | 2012-01-30 |