Kevin Koon Yip Leung
梁冠業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Koon Yip Leung (梁冠業), a licensed former licensee with CE reference AMY262. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-23 | 2020-12-23 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-12-23 | 2020-12-23 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-01 | 2020-12-23 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-01 | 2020-12-23 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-16 | 2015-12-01 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-04 | 2014-04-28 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2010-08-30 | 2012-02-07 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-24 | 2010-07-30 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-30 | 2010-07-30 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-23 | 2008-04-29 |