Hiroyuki Nomura
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiroyuki Nomura ( ), a licensed former licensee with CE reference AAB263. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-10-20 | 2011-04-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 — Dealing in securities | 2008-06-13 | 2011-04-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-06-13 | 2011-04-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 4 — Advising on securities | 2008-06-13 | 2011-04-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-06-13 | 2011-04-16 |