Jimmy Chun Kwok Lam
林振國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Chun Kwok Lam (林振國), a licensed former licensee with CE reference AEY314. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Priority Asset Management Group Limited 優先資產管理集團有限公司 |
RO | Type 9 — Asset management | 2021-10-18 | 2023-04-30 |
| Priority Asset Management Group Limited 優先資產管理集團有限公司 |
Rep | Type 9 — Asset management | 2021-10-08 | 2021-10-18 |
| Kylin International (HK) Co., Limited 凱銀國際(香港)有限公司 |
RO | Type 9 — Asset management | 2019-08-16 | 2021-03-30 |
| Kylin International (HK) Co., Limited 凱銀國際(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-05-27 | 2019-08-16 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-22 | 2019-04-25 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 9 — Asset management | 2018-08-22 | 2019-04-25 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-11 | 2017-09-22 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 9 — Asset management | 2017-01-11 | 2017-09-22 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 4 — Advising on securities | 2017-01-11 | 2019-04-25 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-08-28 | 2016-06-17 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-09 | 2015-08-28 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-21 | 2013-01-11 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
RO | Type 4 — Advising on securities | 2012-05-29 | 2012-11-29 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-18 | 2012-05-29 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-09 | 2011-08-19 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-09 | 2011-08-19 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-31 | 2010-06-30 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-19 | 2005-01-17 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-19 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-09 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-09 |