Grace Yuet Ming Wu
胡月明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grace Yuet Ming Wu (胡月明), a licensed Representative with CE reference AKI974. Currently licensed at 1 firm(s): Fitch (Hong Kong) Limited. Active regulated activities: Type 10 — Providing credit rating services. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 — Providing credit rating services | 2014-08-18 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-13 | 2014-05-15 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-13 | 2012-01-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-29 | 2010-07-15 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-16 | 2008-09-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-04-15 | 2007-06-23 |