Brian Hung Wai Lam
林鴻煒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Hung Wai Lam (林鴻煒), a licensed former licensee with CE reference ANN058. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSPI Credit Ratings Company Limited 中証鵬元國際評級有限公司 |
Rep | Type 10 — Providing credit rating services | 2018-08-31 | 2024-01-19 |
| Dagong Global Credit Rating (Hong Kong) Co., Limited 大公國際資信評估(香港)有限公司 |
Rep | Type 10 — Providing credit rating services | 2017-05-15 | 2018-05-21 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-11 | 2017-03-25 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-26 | 2014-11-05 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-10 | 2011-09-01 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-25 | 2007-08-10 |