Andrew Shingfun Chan
陳盛勳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Shingfun Chan (陳盛勳), a licensed former licensee with CE reference AMC389. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 — Providing credit rating services | 2017-09-18 | 2020-09-25 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-25 | 2016-10-28 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-24 | 2011-06-27 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-15 | 2011-06-27 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | 2005-06-13 | 2005-11-12 |