Gillem Michael Tulloch
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gillem Michael Tulloch, a licensed Responsible Officer with CE reference AOX454. Currently licensed at 1 firm(s): GMT Research Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GMT Research Limited |
RO | Type 4 — Advising on securities | 2014-10-10 | present |
| Aletheia Technologies Limited | RO | Type 4 — Advising on securities | 2010-07-30 | 2013-12-31 |
| Bowen Asia Limited | Rep | Type 9 — Asset management | 2008-04-25 | 2009-08-27 |
| Bowen Asia Limited | Rep | Type 4 — Advising on securities | 2008-04-17 | 2009-08-27 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-18 | 2008-01-01 |