Peter Richard Rawle
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Richard Rawle ( ), a licensed former licensee with CE reference BDA027. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| City Financial Investment Company (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-05-18 | 2018-06-25 |
| Pearl Street Advisors Limited |
Rep | Type 9 — Asset management | 2015-04-24 | 2015-05-11 |
| Aletheia Technologies Limited | Rep | Type 4 — Advising on securities | 2014-03-25 | 2015-03-09 |