Pearl Street Advisors Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pearl Street Advisors Limited ( ), a Hong Kong-based licensed corporation with CE reference BBE403. Current licensed staff on file: 0 (total recorded over time: 10). Earliest licence on file: 2013-09-09.
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2013-09-09 | 2023-08-05 |
Licensed staff (all-time) (10)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| John Henry Mawicke | RO 9 Rep 9 | 2015-06 | 2017-11 |
| Thomas John Monaco | RO 9 | 2013-09 | 2023-08 |
| Paul Sheehan | RO 9 | 2020-05 | 2023-08 |
| Jeff Robert Spetalnick | RO 9 | 2013-09 | 2015-07 |
| Derek Kai-Lek Chan 陳紀律 | Rep 9 | 2014-07 | 2014-07 |
| Wai Shan Ip 葉慧珊 | Rep 9 | 2016-03 | 2017-01 |
| Gregory Dominic McCafferty | Rep 9 | 2014-04 | 2014-12 |
| Peter Richard Rawle | Rep 9 | 2015-04 | 2015-05 |
| Sze Wui Tsai 蔡詩滙 | Rep 9 | 2014-05 | 2014-07 |
| Charles Maxwell Howieson Woodcock | Rep 9 | 2016-03 | 2016-06 |
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