John Henry Mawicke
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Henry Mawicke ( ), a licensed former licensee with CE reference ADG121. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pearl Street Advisors Limited |
RO | Type 9 — Asset management | 2015-07-14 | 2017-11-14 |
| Pearl Street Advisors Limited |
Rep | Type 9 — Asset management | 2015-06-15 | 2015-07-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-09 | 2013-10-04 |
| FrontPoint Management (Hong Kong), Ltd. | Rep | Type 9 — Asset management | 2006-05-24 | 2011-04-04 |
| Ritchie Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-08-25 | 2006-04-15 |