Sze Wui Tsai
蔡詩滙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Wui Tsai (蔡詩滙), a licensed former licensee with CE reference AVH108. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSPI Credit Ratings Company Limited 中証鵬元國際評級有限公司 |
Rep | Type 10 — Providing credit rating services | 2017-07-26 | 2021-02-11 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | 2015-07-10 |
| Pearl Street Advisors Limited |
Rep | Type 9 — Asset management | 2014-05-16 | 2014-07-17 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 4 — Advising on securities | 2010-06-18 | 2012-11-14 |