Vincent Cheong Wa Chan
陳昌華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Cheong Wa Chan (陳昌華), a licensed Representative with CE reference ACA303. Currently licensed at 1 firm(s): Aletheia Analyst Network Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Analyst Network Limited |
Rep | Type 4 — Advising on securities | 2021-06-04 | present |
| Aletheia Technologies Limited | Rep | Type 4 — Advising on securities | 2020-05-19 | 2021-06-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-07-17 | 2020-02-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-01 | 2014-07-17 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2004-04-29 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2004-04-29 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-04-29 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2004-04-29 |