Keith Kwok Ki Yeung
楊國基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keith Kwok Ki Yeung (楊國基), a licensed former licensee with CE reference ADT376. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Technologies Limited | Rep | Type 4 — Advising on securities | 2019-01-11 | 2019-02-04 |
| Aletheia Technologies Limited | RO | Type 4 — Advising on securities | 2018-03-15 | 2019-01-11 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 4 — Advising on securities | 2014-02-04 | 2014-11-21 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-28 | 2013-12-30 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-28 | 2014-02-04 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-04 | 2012-07-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2007-01-30 | 2009-01-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-08-14 | 2007-01-30 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-07-26 |