Philip W Tulk
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip W Tulk ( ), a licensed former licensee with CE reference ADZ105. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Technologies Limited | Rep | Type 4 — Advising on securities | 2012-09-06 | 2013-04-11 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2011-06-10 | 2012-04-13 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-08 | 2011-06-10 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2004-01-15 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-10 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-12-10 |