Ting Sze Tsoi
蔡婷思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Sze Tsoi (蔡婷思), a licensed Responsible Officer with CE reference ABS481. Currently licensed at 1 firm(s): Aletheia Analyst Network Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Analyst Network Limited |
RO | Type 4 — Advising on securities | 2019-10-15 | present |
| Aletheia Technologies Limited | RO | Type 4 — Advising on securities | 2015-02-09 | 2021-06-04 |
| Aletheia Technologies Limited | Rep | Type 4 — Advising on securities | 2012-06-25 | 2015-02-09 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-15 | 2012-02-27 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-02 | 2010-06-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-25 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-22 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-25 |