Keith Francis Neruda
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keith Francis Neruda ( ), a licensed former licensee with CE reference ANH021. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Technologies Limited | RO | Type 4 — Advising on securities | 2011-11-17 | 2012-12-31 |
| Aletheia Technologies Limited | Rep | Type 4 — Advising on securities | 2011-10-17 | 2011-11-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-16 | 2011-05-31 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2006-04-26 | 2008-07-03 |