Cherie Tsui Yee Au
區翠兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cherie Tsui Yee Au (區翠兒), a licensed Representative with CE reference BFJ728. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2020-07-10 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2020-07-10 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2020-07-10 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-28 | 2020-05-29 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-28 | 2020-05-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-01-28 | 2020-05-29 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2016-01-28 | 2020-05-29 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-06 | 2015-12-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 — Providing automated trading services | 2015-05-06 | 2015-12-17 |