Anthony Jen Haw Chan
陳甄灝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Jen Haw Chan (陳甄灝), a licensed Responsible Officer with CE reference AGN913. Currently licensed at 1 firm(s): Isola Capital Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-06-06 | present |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-06-06 | present |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RO | Type 9 — Asset management | 2012-10-17 | present |
| Yorkville Advisors HK Limited | RO | Type 6 — Advising on corporate finance | 2010-08-27 | 2011-10-31 |
| Yorkville Advisors HK Limited | RO | Type 1 — Dealing in securities | 2009-03-18 | 2011-10-31 |
| Yorkville Advisors HK Limited | RO | Type 4 — Advising on securities | 2009-03-18 | 2011-10-31 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-28 | 2008-07-21 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-23 | 2008-07-21 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2004-04-30 | 2007-05-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-30 | 2007-04-27 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-04-30 | 2007-04-27 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-13 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-13 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-13 |