Yorkville Advisors HK Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yorkville Advisors HK Limited, a Hong Kong-based licensed corporation with CE reference ASD850. Current licensed staff on file: 0 (total recorded over time: 6). Earliest licence on file: 2009-03-18.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2009-03-18 | 2012-03-02 |
| Type 4 — Advising on securities | 2009-03-18 | 2012-03-02 |
| Type 6 — Advising on corporate finance | 2010-08-27 | 2012-03-02 |
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Anthony Jen Haw Chan 陳甄灝 | RO 1, 4, 6 | 2009-03 | 2011-10 |
| Gerald Charles Eicke | RO 1, 4, 6 | 2009-03 | 2011-03 |
| Philip Wai Yip Ho 何偉業 | RO 6 Rep 1, 4 | 2009-04 | 2011-10 |
| Tony Yu Chun Kwong 鄺逸聰 | Rep 1, 4, 6 | 2009-03 | 2011-09 |
| Hyun Woo Lee | Rep 1, 4, 6 | 2009-04 | 2010-10 |
| Elly Paulina 吳美意 | Rep 1, 4, 6 | 2010-05 | 2011-10 |
Showing 1–6 of 6