Hyun Woo Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hyun Woo Lee, a licensed Responsible Officer with CE reference ANH636. Currently licensed at 1 firm(s): EIG Global Energy (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-16 | present |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-22 | 2012-08-20 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-22 | 2012-08-20 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-02-22 | 2012-08-20 |
| Yorkville Advisors HK Limited | Rep | Type 6 — Advising on corporate finance | 2010-08-27 | 2010-10-15 |
| Yorkville Advisors HK Limited | Rep | Type 4 — Advising on securities | 2009-05-07 | 2010-10-15 |
| Yorkville Advisors HK Limited | Rep | Type 1 — Dealing in securities | 2009-04-09 | 2010-10-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-25 | 2008-11-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-04-25 | 2008-11-21 |