Tony Yu Chun Kwong
鄺逸聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Yu Chun Kwong (鄺逸聰), a licensed former licensee with CE reference AKW723. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Protocol Asset Management (HK) Limited 承諾資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-11-04 | 2022-12-09 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-19 | 2016-04-09 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-21 | 2016-04-09 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-31 | 2013-05-21 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-05-31 | 2013-05-21 |
| Yorkville Advisors HK Limited | Rep | Type 6 — Advising on corporate finance | 2010-08-27 | 2011-09-30 |
| Yorkville Advisors HK Limited | Rep | Type 1 — Dealing in securities | 2009-03-18 | 2011-09-30 |
| Yorkville Advisors HK Limited | Rep | Type 4 — Advising on securities | 2009-03-18 | 2011-09-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-15 | 2008-11-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2006-03-15 | 2008-11-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-03-10 | 2008-11-10 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2004-07-20 | 2006-02-28 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2004-07-20 | 2006-02-28 |