Thomas William Augarde
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas William Augarde, a licensed Representative with CE reference BHJ582. Currently licensed at 1 firm(s): Millennium Capital Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-11-03 | present |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2025-11-03 | present |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2025-11-03 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2023-10-09 | 2025-08-27 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-10-09 | 2025-08-27 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2023-10-09 | 2025-08-27 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2023-10-09 | 2025-08-27 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2023-10-09 | 2025-08-27 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2017-06-05 | 2023-09-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-26 | 2023-09-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-26 | 2023-09-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-04-26 | 2023-09-01 |