John Charles Miller
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Charles Miller ( ), a licensed former licensee with CE reference AFJ916. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-12-02 |
| Credit Suisse Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | present | 2003-12-02 |
| Credit Suisse Futures (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | present | 2003-12-02 |
| Credit Suisse Futures (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | present | 2003-12-02 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-08-22 |
| Credit Suisse Futures (Hong Kong) Limited | RO | Type 9 — Asset management | present | 2003-12-02 |